Broker Check


At IIS Financial Services, we serve and support retirement plan sponsors throughout Maine and Northern New England. Our clients know that we deliver the resources they need to navigate the complex world of retirement plan administration and oversight. With deep knowledge of provider networks, employee benefits needs, and the evolving retirement plan landscape, we develop customized plan design, service, investment review, and education programs for each employer.

Our experience has taught us what works and what doesn't. Our process has proven effective for employers large and small, nonprofit and for-profit, in both the public and private spheres.

Our Process

Needs Assessment

What are your goals for the plan? How does leadership want the plan to work for the business owners and employees?

Plan Analysis

How does your plan stack up in the current employer retirement plan environment? Have you kept up with your fiduciary duty to the plan by ensuring that it’s staying current? 

Cost Savings Recommendations

What are your service providers' fees? How much do your funds cost? Are your fees reasonable?

RFP Services

When was the last time you put plan services out to bid? Did you know the DOL requires this on a regular basis?

Plan Design & Consulting Services

Does your plan have a Roth option? A safe harbor provision? Do you want to max out your contributions while staying compliant?

Investment Services

How are your funds performing? Are they meeting benchmarks? Do you have the right mix of active and passive funds?

Communication & Education

Does your advisor provide employee education meetings? Can you get a hold of your advisor when you have questions?

Administration & Plan Management

Do you have an expert on your side to guide you through plan management and administration?

Fiduciary Services

Does your advisor share fiduciary responsibility for the plan, or are you shouldering all of that yourself?

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